Industry News

Developer faces almost $9 million in fines and disgorgement for securities fraud

Ontario's Capital Markets Tribunal found the firm defrauded investors by diverting funds

By James Langton |November 16, 2023

2 min read

Industry moves: Karl Cheong has left First Trust Portfolios Canada

Other developments this week include cuts at Manulife and several advisor team moves

By Katie Keir |November 15, 2023

2 min read

Wealth management division buoys Canaccord through another tough quarter

Inflation forcing some clients to withdraw assets to meet needs

By Mark Burgess |November 15, 2023

2 min read

Mortgage fraudster gets permanent ban

Tribunal rules that misconduct involved securities

By James Langton |November 14, 2023

2 min read