Industry News

Duane Green leaves Franklin Templeton

Andrew Ashton takes over as chairman

By Melissa Shin |November 7, 2023

1 min read

CIRO sympathetic to industry challenges with new conflict disclosures

Kriegler acknowledges additional burden to advisors resulting from regulatory changes

By Melissa Shin |November 6, 2023

3 min read

CIRO settles with dealer over capital shortfalls

Firm sanctioned over capital issues, internal controls and record-keeping

By James Langton |November 6, 2023

1 min read

CFA Institute introduces certificate for climate investing

The organization's five courses aim to address a skills gap

By Staff |November 6, 2023

1 min read