Industry News

UBS settles case over mortgage-backed securities in lead-up to financial crisis UBS settles case over mortgage-backed securities in lead-up to financial crisis

Industry

UBS settles case over mortgage-backed securities in lead-up to financial crisis

Latest settlement brings penalties in DoJ cases to over US$36 billion

By James Langton |August 14, 2023

2 min read

Bridging investor priority ruling faces appeals Fallback Image Decorative pattern

Industry

Bridging investor priority ruling faces appeals

Investors' reps challenge a ruling over who gets priority in an insolvency

By James Langton |August 14, 2023

3 min read

FTX founder Sam Bankman-Fried jailed in New York Fallback Image Decorative pattern

Industry

FTX founder Sam Bankman-Fried jailed in New York

Judge says crypto mogul tampered with witnesses

By Larry Neumeister, The Associated Press |August 11, 2023

4 min read

B.C. court upholds ruling in advisor’s favour Fallback Image Decorative pattern

Regulation

B.C. court upholds ruling in advisor’s favour

Investor misunderstood difference between advisory and discretionary accounts, court found

By James Langton |August 11, 2023

2 min read

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