Industry News

Ex-trader admits to second insider trading scheme Fallback Image Decorative pattern

Industry

Ex-trader admits to second insider trading scheme

Tips on upcoming mergers involving SPACs allegedly sent to friend

By James Langton |May 26, 2023

2 min read

Industry moves this week Industry moves this week

Industry

Industry moves this week

New appointments include senior executives with Harbourfront Wealth and AGF Management

By Katie Keir |May 26, 2023

2 min read

Data breach victims include Empire Life Fallback Image Decorative pattern

Industry

Data breach victims include Empire Life

The breach, which affected clients of InvestorCOM, has compromised information related to Empire Life's seg funds and mutual funds

By Greg Meckbach |May 25, 2023

2 min read

Firms struggle to understand conflicts: BCSC Fallback Image Decorative pattern

Industry

Firms struggle to understand conflicts: BCSC

Compliance sweep uncovers issues with identifying, disclosing and managing conflicts of interest, including conflicted compensation

By James Langton |May 25, 2023

2 min read

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