Industry News

Banned rep allowed to keep inheritance

Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law

By James Langton |March 1, 2023

3 min read

National Bank reports $881M Q1 profit, down from $930M a year earlier

Revenue in wealth management was up 8%

By The Canadian Press  and  Staff |March 1, 2023

2 min read

RBC reports Q1 profit down as expenses, provisions for credit losses rise

Rising interest rates drive increase in wealth management revenue

By Staff, with files from The Canadian Press |March 1, 2023

3 min read

Ex-rep faces $2.5-million fine, ban for misappropriation

SRO panel delayed its decision pending proof of repayment that never came

By James Langton |February 28, 2023

2 min read