Industry News

Robinhood Crypto fined $30M for AML failings Fallback Image Decorative pattern

Industry

Robinhood Crypto fined $30M for AML failings

New York regulator says firm's compliance didn't keep pace with its growth

August 2, 2022

2 min read

TD Bank Group to acquire U.S. investment firm Cowen Inc. for US$1.3 billion Fallback Image Decorative pattern

Industry

TD Bank Group to acquire U.S. investment firm Cowen Inc. for US$1.3 billion

The combined business will operate as TD Cowen, a division of TD Securities

By Ian Bickis, The Canadian Press |August 2, 2022

3 min read

Securities industry gears up for shift to T+1 Fallback Image Decorative pattern

Industry

Securities industry gears up for shift to T+1

As U.S. industry releases plan, Canadian firms' readiness lags

By James Langton |August 2, 2022

2 min read

RF Capital posts record revenue in Q2 despite $3.2B drop in AUA RF Capital posts record revenue in Q2 despite $3.2B drop in AUA

Industry

RF Capital posts record revenue in Q2 despite $3.2B drop in AUA

Richardson Wealth added three new advisor teams and lost one during a "challenging" quarter

By Rudy Mezzetta |July 29, 2022

2 min read

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