Industry News

Governance risks far higher at “junk” issuers, study finds

Most common governance concern involves concentrated shareholding, decision-making

By James Langton |March 4, 2022

1 min read

Market turmoil delaying advisor moves, RF Capital CEO says

Recruiting pipeline to Richardson Wealth, other independents, remains "very strong", Kish Kapoor says

By Rudy Mezzetta |March 4, 2022

2 min read

Firm’s “industry standard” fees were anything but, SEC finds

VC firm charged 10 years of fees upfront, drawing investors ire

By James Langton |March 4, 2022

2 min read

Lack of investment planning access frustrates Nunavut residents

Territorial finance ministry says expansion of banks to hamlets is a private industry decision.

By Anthony Fong, The Canadian Press |March 4, 2022

4 min read