Industry News

Scotia Capital settles fee discrepancy case

Regulatory fine pales against firm's $32-million remediation plan

By James Langton |December 17, 2021

1 min read

Class action deal spotlights cyber controls: Fitch

Settlement of $200 million doesn't impact Desjardins' financials, credit ratings

By James Langton |December 17, 2021

1 min read

Legal review coming for investigation orders

The question of onus deserves a hearing, B.C. court finds

By James Langton |December 17, 2021

2 min read

As CFRs loom, IIROC offers guidance

The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed

By James Langton |December 17, 2021

2 min read