Industry News

Ex-rep sanctioned over payments to unhappy clients

IIROC panel found rep secretly compensated clients, misled investigators

By James Langton |October 13, 2021

1 min read

U.S. exec pleads guilty in Canadian accounting fraud

Perpetrator of Poseidon Concepts Corp. scheme pleads to U.S. criminal charges

By James Langton |October 13, 2021

2 min read

Testing, testing: Is this innovation on?

The OSC is launching a new initiative to allow experimentation for novel ideas

By James Langton |October 13, 2021

2 min read

BMO adds new senior role focused on wealth firm strategy, growth

Effective Nov. 1, Geoff Newton will take on the newly created role at BMO Private Wealth

By Katie Keir |October 13, 2021

2 min read