Industry News

IIROC raises regulatory fees ahead of SRO overhaul IIROC raises regulatory fees ahead of SRO overhaul

Industry

IIROC raises regulatory fees ahead of SRO overhaul

Fees as a share of industry revenues and profits have continued to decline

By James Langton |September 8, 2021

2 min read

Financial sector vulnerabilities on the rise Financial sector vulnerabilities on the rise

Industry

Financial sector vulnerabilities on the rise

Valuations, inflation, investor exuberance top European regulators' concerns

By James Langton |September 8, 2021

1 min read

Firms waived DSCs for hard-hit investors during Covid-19 Firms waived DSCs for hard-hit investors during Covid-19

Industry

Firms waived DSCs for hard-hit investors during Covid-19

Investor advocates remain concerned that deferred sales charge mutual funds are still being sold up until the June 1 ban

By Michelle Schriver |September 8, 2021

5 min read

RF Capital appoints head of corporate development Fallback Image Decorative pattern

Industry

RF Capital appoints head of corporate development

Natalie Bisset will spearhead recruitment initiatives, strategic partnerships and acquisitions

By Maddie Johnson |September 8, 2021

1 min read

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