Industry News

SEC settles with Canadian adviser for short-selling violations

A broker failed to mark trades as short based on bad information from the adviser

By James Langton |August 17, 2021

1 min read

Counsel sought for Bridging Finance investors

Receiver to seek extension for advisory committees, approval for process to find investor counsel

By James Langton |August 17, 2021

2 min read

U.S industry plots move to T+1

Canada is also considering a move to the shorter settlement cycle

By James Langton |August 17, 2021

2 min read

Americans spent less in July as Covid-19 cases surged

Retail sales fell a seasonal adjusted 1.1% in July

By Joseph Pisani, The Associated Press |August 17, 2021

2 min read