Industry News

OSC levels fraud charges against pot company CEO

The regulator alleges investor funds were diverted for personal use

By James Langton |July 9, 2021

1 min read

Proposed investor settlement reached in PACE case

The proposed $40-million deal requires approval at July 30 court hearing

By James Langton |July 9, 2021

2 min read

IIROC fines former advisor $150K for excessive trading, client borrowing

Misguided faith in tactical trading strategy led to the violations

By James Langton |July 8, 2021

2 min read

AUM in Canada rose 14% in 2020

The proportional increase bested both the U.S. and global industry

By James Langton |July 8, 2021

2 min read