Industry News

Mouth mechanic turned market manipulator

Ex-dentist engaged in escalating series of frauds, SEC alleges

By James Langton |June 11, 2021

1 min read

Investor group calls for dramatic shift in approach to oversight

Regulators must avert looming irrelevance, says the OSC's Investor Advisory Panel

By James Langton |June 11, 2021

3 min read

Incentive conflicts, regulatory burdens on AMF agenda

Regulator’s priorities for 2021–2022 include curbing compliance costs and ethical AI

By James Langton |June 11, 2021

2 min read

IIAC names new board leader

RBC compliance chief to head the industry trade group's board

By Staff |June 10, 2021

1 min read