Industry News

SEC charges five in US$2-billion crypto trading scheme Fallback Image Decorative pattern

Industry

SEC charges five in US$2-billion crypto trading scheme

Promoters allegedly used YouTube videos to pitch investors on Bitcoin trading vehicle, the regulator said

By James Langton |May 28, 2021

2 min read

FSRA to hold webinar on new title regime FSRA to hold webinar on new title regime

Industry

FSRA to hold webinar on new title regime

The event forms part of the consultation on the revised proposal for regulating advisor titles

By James Langton |May 28, 2021

1 min read

When does poor service become a regulatory issue for online brokerages? Fallback Image Decorative pattern

Industry

When does poor service become a regulatory issue for online brokerages?

IIROC also is looking at retail complaints and disgorgement, among other SRO priorities

By James Langton |May 28, 2021

2 min read

SEI Canada adds new classes to mutual fund lineup Fallback Image Decorative pattern

Industry

SEI Canada adds new classes to mutual fund lineup

The asset management firm is also closing classes of multiple funds

By Staff |May 28, 2021

1 min read

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