Industry News

OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers

Regulation

OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers

Regulator clarifies its response to concerns arising from survey of mutual fund reps

By Michelle Schriver |October 10, 2025

3 min read

As AI takes off, regulators struggle to keep up As AI takes off, regulators struggle to keep up

Regulation

As AI takes off, regulators struggle to keep up

FSB recommends action amid challenges to overseeing AI

By James Langton |October 10, 2025

2 min read

FX firm head faces fraud, money laundering charges FX firm head faces fraud, money laundering charges

Regulation

FX firm head faces fraud, money laundering charges

RCMP says more than $10M of investors' money is missing

By James Langton |October 10, 2025

1 min read

CPP Investments ups stake in Spanish firm for $1.6B CPP Investments ups stake in Spanish firm for $1.6B

Industry

CPP Investments ups stake in Spanish firm for $1.6B

Investment will boost its stake in FCC Enviro to 49.99%

By The Canadian Press |October 10, 2025

1 min read

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