Industry News

Top U.S. regulators looking into trading practices after GameStop battle

While the market has proved resilient, the Treasury Department said, the SEC, CFTC will review trading practices

February 5, 2021

1 min read

Proposed class action against RBC GAM gets a green light

B.C. court certifies claim alleging investors overpaid

By James Langton |February 4, 2021

1 min read

CSA proposals would reduce reporting paperwork

Proposals would focus outside activity reporting, curb duplicate filings and enhance business title reporting

By James Langton |February 4, 2021

2 min read

Pat Chiefalo to depart BlackRock

Feb. 5 will be the industry vet's last day

By Fiona Collie |February 4, 2021

1 min read