Industry News

NSSC denies rep’s bid to halt disciplinary action

Rep sought to stay a nine-month suspension, pending review of IIROC ruling

By James Langton |September 16, 2020

2 min read

ISS launches diversity data on directors and executives

The proxy advisory firm has released data on the race and ethnic background of leaders at more than 6,000 companies

By James Langton |September 16, 2020

1 min read

OSFI reviews financial sector’s dependence on technology

The regulator notes the pandemic has “further accelerated digital transformation”

By James Langton |September 16, 2020

1 min read

RIA creates anti-racism pledge for asset managers

The founding signatories are 10 institutional investors representing $1.1 trillion in AUM

By Melissa Shin |September 16, 2020

3 min read