Industry News

MFDA fines firm $100K for supervisory failures

The inadequate supervision involved suitability, concentration in sector funds

By Staff |August 18, 2020

2 min read

Manulife appoints new head of operations

Sarah Miller Wright joins the firm from Shaw Communications

By Staff |August 18, 2020

1 min read

IIROC consulting on competency requirements for reps

Comments on proposed requirements are due in November

By Staff |August 18, 2020

1 min read

Michael Garofalo joins Bridging Finance as CFO

New hire recently served as senior director at KPMG Canada

By Staff |August 18, 2020

1 min read