Industry News

Regulators seek feedback on implementation of CFRs

The CSA, IIROC and the MFDA have established a CFRs Implementation Committee

By James Langton |June 8, 2020

2 min read

How to talk to clients about RI

Advisors shared their experiences during an RIA virtual panel

By Katie Keir |June 8, 2020

3 min read

Get ready for firms’ recruitment efforts to ramp up

Wealth management firms are looking to attract new talent, even though recruiting has been slowed by the pandemic

By Rudy Mezzetta |June 8, 2020

4 min read

IIROC offers temporary relief related to CSI exams

The Canadian Securities Institute suspended exams because of Covid-19

By James Langton |June 5, 2020

1 min read