Industry News

OSFI consulting on capital and liquidity rules for smaller banks

A paper sets out a proposed framework for categorizing smaller banks

By Staff |July 11, 2019

1 min read

Raymond James boosts healthcare research team

Rahul Sarugaser is the new managing director

By Staff |July 11, 2019

1 min read

Peak’s mutual fund reps access platform-traded funds

It's the first dealer to offer access to the funds listed on NEO

By James Langton |July 11, 2019

1 min read

Former rep denied bid to appeal disciplinary ruling

OSC reaches same conclusion as an IIROC panel

By Staff |July 10, 2019

2 min read