Industry News

OSFI rejigs executive lineup

Ben Gully will succeed Carolyn Rogers as assistant superintendent, regulation sector

By Staff |April 23, 2019

1 min read

Former rep agrees to $100K fine, suspension for suitability failures

The former broker admitted to recommending unsuitable high-risk investments to multiple clients

By Staff |April 23, 2019

1 min read

MD makes changes to Canadian bond pools

The firm is renaming two products and changing the investment objectives

By Staff |April 23, 2019

1 min read

Proposed class action alleges RBC Insurance, Aviva shortchanged commissioned employees

Allegations involve improper calculations of vacation and public holiday pay

By Staff |April 23, 2019

1 min read