Industry News

Proposed new rules from FCA would make it easier for consumers to switch firms

The U.K. regulator is looking at banning or capping exit fees

By Staff |March 14, 2019

2 min read

Sun Life announces proposed changes to fund

The new fund would invest primarily in a diversified portfolio of global fixed income securities

By Staff |March 14, 2019

1 min read

American firm settles with SEC over alleged failure to monitor rep

The SEC says the rep was involved in a pump-and-dump scheme from 2008 to 2014

By Staff |March 14, 2019

2 min read

Former fugitive sentenced to jail after violating BCSC ban

The man pleaded guilty to unregistered trading and other charges

By Staff |March 13, 2019

1 min read