Industry News

Can your client spot financial fraud?

DIY investors are more aware of fraud than those with advisors, a BCSC survey finds

By Staff |March 5, 2019

2 min read

Dealers must do more to prevent conflicts from promotional incentives: MFDA

More thorough reporting and oversight are suggested

By Staff |March 5, 2019

3 min read

SP Wealth is now Sightline Wealth Management

The rebranding follows the firm's transition since the buyout from Sprott Inc.

By Staff |March 5, 2019

1 min read

Firm fined US$2 million for failing to supervise short selling

FINRA sanctions Cantor Fitzgerald

By Staff |March 5, 2019

2 min read