Industry News

B.C. court upholds ruling to enforce SEC order B.C. court upholds ruling to enforce SEC order

Regulation

B.C. court upholds ruling to enforce SEC order

U.S. regulator seeks to enforce US$30 million disgorgment order against West Van man

By James Langton |June 25, 2025

3 min read

OSC funds investor protection efforts OSC funds investor protection efforts

Regulation

OSC funds investor protection efforts

Regulator announces new financing commitments to Prosper Canada, Osgoode legal aid clinic

By James Langton |June 25, 2025

2 min read

CIRO case volumes, sanctions decline CIRO case volumes, sanctions decline

Regulation

CIRO case volumes, sanctions decline

SRO sees jump in complaints, investigations, but proceedings down

By James Langton |June 25, 2025

2 min read

Raymond James targets advisors, market share with digital transformation Raymond James targets advisors, market share with digital transformation

Industry

Raymond James targets advisors, market share with digital transformation

Canadian division of U.S.-based firm partners with FNZ for end-to-end, AI-enabled wealth platform

By Michelle Schriver |June 25, 2025

4 min read

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