Industry News

Franklin Templeton proposes changes to 2 funds

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By Staff |April 19, 2018

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MFDA rep fined $75,000 and permanently banned

An MFDA hearing panel has fined and permanently banned previously registered rep Cuiqin Ammy Yang for altering account forms and submitting them directly to fund companies for processing. Specifically, the panel found that Yang, who was registered in Ontario as a mutual fund salesperson with Peak Investment Services, altered two account forms without evidence of […]

By Staff |April 18, 2018

1 min read

IIROC and MFDA to get greater enforcement powers in B.C.

Amending B.C.'s Securities Act to give IIROC and MFDA greater enforcement powers

By Staff |April 17, 2018

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OSC warning investors about BitConnect and BCC Exchange

BitConnect, the BCC Exchange, and representatives of BitConnect are not registered in Ontario

By Staff, with files from The Canadian Press |April 17, 2018

1 min read