Industry News

81% of financial institutions to partner with fintech: survey Fallback Image Decorative pattern

Industry

81% of financial institutions to partner with fintech: survey

Half will launch their own fintech

By Staff |October 18, 2017

2 min read

MFDA fines firm $200,000 for supervisory failures Fallback Image Decorative pattern

Industry

MFDA fines firm $200,000 for supervisory failures

An MFDA hearing panel has accepted a settlement agreement between MFDA staff and Investia Financial Services, and the following sanctions were imposed: In the settlement agreement, Investia Financial admits it failed to adequately supervise, and establish and maintain adequate internal controls pertaining to, outside business activities of approved persons. Investia Financial also failed to adequately […]

By Staff |October 18, 2017

1 min read

Commodities make a small gain in September Fallback Image Decorative pattern

Industry

Commodities make a small gain in September

Energy markets are experiencing gradual, range-bound recoveries against volatile metals performance.

By Staff |October 17, 2017

2 min read

CSA, TSX outline expectations for issuers with U.S. marijuana activities Fallback Image Decorative pattern

Industry

CSA, TSX outline expectations for issuers with U.S. marijuana activities

Issuers with marijuana-related activities in the U.S. assume certain risks due to conflicting state and federal laws.

By Staff |October 17, 2017

2 min read

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