Industry News

TD makes fund changes

TD Asset Management Inc. (TDAM) is changing the risk rating on the below funds, effective on or about July 27, 2017. TD mutual fund Previous risk rating New risk rating Risk rating decreases TD Corporate Bond Plus Fund Low to medium Low TD U.S. Corporate Bond Fund Low to medium Low TD Global Low Volatility […]

By Staff |July 19, 2017

4 min read

Scotia Capital fined $200,000 for failure to supervise reps

On July 5, 2017, an IIROC hearing panel accepted a settlement agreement, with sanctions, between IIROC staff and Scotia Capital Inc. Scotia Capital admitted it failed to adequately supervise two registered representatives when they recommended unsuitable securities transactions for clients. The transactions weren’t in keeping with good business practice, contrary to IIROC dealer member rules […]

By Staff |July 19, 2017

1 min read

Canada dominates in finances: survey

Stable finances, along with a strong health system, benefit Canadian retirees

By Staff |July 19, 2017

1 min read

Millennials’ top planning concerns

Millennials want to look beyond debt repayment

By Staff |July 18, 2017

3 min read