Industry News

OSC IAP welcomes new members and chair

The Ontario Securities Commission has named seven new members of its independent Investor Advisory Panel, as well as the appointment of a new chair of that panel

By Staff |June 20, 2017

1 min read

Find value in emerging market debt

Look for value opportunities in emerging markets, with a focus on debt in local currencies

By Sarah Cunningham-Scharf |June 20, 2017

4 min read

ASC sanctions five for securities violations

An Alberta Securities Commission (ASC) panel has sanctioned five respondents: As outlined in the merits decision from February 2017: Investors lost all their capital, and one investor incurred $25,000 to $30,000 in legal fees seeking to recover his funds. In rendering its sanction decision, the ASC panel ordered that: Chmelyk’s sanctions are in effect until […]

By Staff |June 19, 2017

2 min read

OSC seeks SME experts for committee

The Ontario Securities Commission (OSC) seeks members for its small and medium enterprises (SMEs) committee. Interested parties should submit their application, indicating their relevant experience, by June 30, 2017. Committee members discuss the development, implementation and communication of policies and practices to address issues affecting SMEs. Read: Small business accounts for 42% of new jobs […]

By Staff |June 19, 2017

1 min read