Industry News

Excel Funds jumps into Canadian ETF market

Excel Funds Management has entered the Canadian ETF market with the launch of two funds.

By Staff |May 17, 2017

1 min read

IIROC fines rep for failing to report $750,000 gift from client

Mitigating factors include an internal fine and a civil action

By Staff |May 16, 2017

2 min read

Raymond James gains team from BMO

Kevin Webber, Daniel Brodlieb and the Webber, Brodlieb & Associates team have joined The 53rd, Raymond James’ corporate branch based in Toronto’s Scotia Plaza. Read: Raymond James ready to acquire more advisors The team was previously under BMO Nesbitt Burns. Webber, senior vice-president and portfolio manager, has been providing wealth management solutions to clients for […]

By Staff |May 16, 2017

1 min read

Bridgehouse re-designates funds, launches pricing program

Bridgehouse Asset Managers has planned re-designations, on or about July 7, 2017, of Series K, Series KH, Series L, Series LH, Series M and Series MH securities of all its mutual funds with these series. The changes are listed in the table below. Series to be re-designated Re-designated series Series K Series A Series KH […]

By Staff |May 16, 2017

2 min read