Industry News

OSC teams up with Australians to support fintech Fallback Image Decorative pattern

Industry

OSC teams up with Australians to support fintech

Under a new agreement, fintech companies in Australia and Ontario will be able to draw on support from financial regulators in both hemispheres as they expand their businesses.

By Staff |November 2, 2016

2 min read

IIROC and CDIC to further coordinate investor protection efforts Fallback Image Decorative pattern

Industry

IIROC and CDIC to further coordinate investor protection efforts

The CDIC and IIROC have signed a memorandum of understanding that will help them cooperate when a CDIC member institution or a connected IIROC-regulated firm encounters serious financial difficulties.

By Staff |November 2, 2016

2 min read

How one top producer got away with bad behaviour Fallback Image Decorative pattern

Industry

How one top producer got away with bad behaviour

Jacques-André Thibault was banned from the Quebec securities industry for 11 years in 2014, based on 11 offenses committed against three clients. Now, Conseiller.ca has discovered that three other clients complained about Thibault for insurance policies bought between 2004 and 2008. Jacques Duval, a well-known automotive columnist, complained in January 2008 to AIG Life of […]

By Conseiller.ca Staff |November 2, 2016

1 min read

Richardson GMP has “host of options” for potential sale Fallback Image Decorative pattern

Industry

Richardson GMP has “host of options” for potential sale

CEO Harris Fricker says, “We have a host of options, luckily, that are all pretty darn attractive.”

By Jessica Bruno |November 2, 2016

3 min read

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