Industry News

SEC charges former gov’t official, hedge fund managers with insider trading

This week the Securities and Exchange Commission announced insider trading charges against two hedge fund managers and their source, a former government official accused of deceptively obtaining confidential information from the U.S. Food and Drug Administration (FDA). A third hedge fund manager working at the same investment advisory firm as the alleged insider traders was […]

By Staff |June 16, 2016

3 min read

IIROC amends membership disclosure policy

IIROC has published final rule amendments that set out requirements for IIROC Dealer Members to disclose that they are regulated by IIROC and link their websites directly to IIROC's searchable database of advisors working for these firms.

By Staff |June 16, 2016

1 min read

OSC announces whistleblower program launch date

OSC has announced that its Office of the Whistleblower will be open to receive tips on July 14, 2016.

By Staff |June 16, 2016

1 min read

Rethinking inflation-indexed pensions

A new report questions conventional thinking on the need to index pensions to inflation.

By Staff |June 16, 2016

2 min read