Industry News

Op-ed: Robos offer more support than you think Fallback Image Decorative pattern

Industry

Op-ed: Robos offer more support than you think

Don't underestimate the services of digital wealth firms

By Katie Keir |May 2, 2016

5 min read

Rep fined $100k for OBA, sharing non-public information Fallback Image Decorative pattern

Industry

Rep fined $100k for OBA, sharing non-public information

On March 29, 2016, an IIROC hearing panel accepted a settlement agreement, with sanctions, between IIROC staff and Allen Samuel Mendelman.

By Staff |April 29, 2016

2 min read

Industry groups react to CSA’s bombshell proposals Fallback Image Decorative pattern

Industry

Industry groups react to CSA’s bombshell proposals

What two industry groups think of CSA's potentially industry changing proposals.

By Staff |April 29, 2016

2 min read

Woman sentenced to jail over unregistered trading Fallback Image Decorative pattern

Industry

Woman sentenced to jail over unregistered trading

Following an investigation by OSC's Joint Serious Offences Team, a woman has pleaded guilty to unregistered trading and breaching a Commission order.

By Staff |April 29, 2016

1 min read

We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.

Read More