Regulation

Rep admits to unapproved discretionary trades

Settlement includes disgorgement, penalty and suspension

By James Langton |February 27, 2024

1 min read

Rep sanctioned for advising via Discord platform

Online posts amounted to securities-related business, CIRO panel found

By James Langton |February 27, 2024

2 min read

OSC awards tipster $1.5 million

Information expanded an investigation, helped protect investors

By James Langton |February 27, 2024

1 min read

CEO failed to report trades, BCSC alleges

No evidence that executive tried to hide insider trades

By James Langton |February 26, 2024

1 min read