Market Insights

Why outcomes are the new alpha

Meeting clients’ capital goals, not beating a benchmark, should be top priority.

By Mark Yamada |August 7, 2014

3 min read

How to analyze business growth

When assessing growing companies, consider two factors.

By Staff |August 5, 2014

2 min read

60% of advisors bullish on Canadian equities for Q3

Canadian investment advisors are bullish on domestic equities and commodities heading into the third quarter of 2014, which is a pickup in sentiment.

By Staff |July 30, 2014

2 min read

SEC approves FINRA rule to prohibit conditioning settlements on expungement

FINRA has announced that the SEC has approved a new rule prohibiting firms and registered representatives from conditioning settlement of a customer dispute on—or otherwise compensating a customer for—the customer's agreement to consent to, or not to oppose, the firm's or representative's request to expunge such information from the Central Registration Depository (CRD) system.

By Staff |July 24, 2014

1 min read