Investments

60% of advisors bullish on Canadian equities for Q3

Canadian investment advisors are bullish on domestic equities and commodities heading into the third quarter of 2014, which is a pickup in sentiment.

By Staff |July 30, 2014

2 min read

Strengthen client relationships

Investors are unduly influenced by short-term market swings.

By Atul Tiwari |July 24, 2014

2 min read

ETFs get 11% AUM boost

As of mid-year (June 30), the Canadian ETF industry has $70.1 billion in assets under management (AUM), up 11.1% from year end 2013, according to a BMO Global Asset Management report.

By Staff |July 24, 2014

2 min read

SEC approves FINRA rule to prohibit conditioning settlements on expungement

FINRA has announced that the SEC has approved a new rule prohibiting firms and registered representatives from conditioning settlement of a customer dispute on—or otherwise compensating a customer for—the customer's agreement to consent to, or not to oppose, the firm's or representative's request to expunge such information from the Central Registration Depository (CRD) system.

By Staff |July 24, 2014

1 min read