Harvey Naglie Auhtor Headshot Image

Harvey Naglie

Regulation

Harvey Naglie is a consumer advocate and policy analyst focused on financial regulation.

CIRO’s tenure plan tests the meaning of independent CIRO’s tenure plan tests the meaning of independent

Regulation

CIRO’s tenure plan tests the meaning of independent

Term limits matter, now more than ever for the self-regulatory organization

By Harvey Naglie |March 3, 2026

3 min read

Re: Blue Owl ‘quake’ is not what it seems Re: Blue Owl ‘quake’ is not what it seems

Opinion

Re: Blue Owl ‘quake’ is not what it seems

This is a structural mismatch the industry has been slow to confront and that some commentators appear eager to deflect

By Harvey Naglie |February 24, 2026

2 min read

CIRO needs to stop saying ‘should’ CIRO needs to stop saying ‘should’

Regulation

CIRO needs to stop saying ‘should’

The self-regulatory organization’s response to industry deficiencies reads more like coaching than enforcement

By Harvey Naglie |February 24, 2026

4 min read

LOAD MORE

More Columnists

John Novachis Image John Novachis Image

John Novachis

Is your junior advisor ready to take the lead?

February 11, 2026|4 min read

Here’s why advisors need a business continuity plan

October 22, 2025|4 min read

Robin Riviere Image Robin Riviere Image

Robin Riviere

Philosophy for advisors

February 17, 2026|3 min read

An advisor-led model puts you in competition with institutional managers

January 20, 2026|3 min read

Kevin Hayes Image Kevin Hayes Image

Kevin Hayes

The hiring decisions shaping advisory firms in 2026

January 27, 2026|4 min read

You can’t do it all yourself

November 25, 2025|3 min read

Jim Lyons Image Jim Lyons Image

Jim Lyons

We made it to Newport

January 23, 2026|2 min read

Are your clients confident about their future?

November 20, 2025|3 min read

Mathieu Messina Image Mathieu Messina Image

Mathieu Messina

Three steps to a next-gen client relationship

May 5, 2025|2 min read

Jeffrey MacDonald Image Jeffrey MacDonald Image

Jeffrey MacDonald

How key performance indicators can transform your practice

October 7, 2025|3 min read

Are you ready for the second half?

July 7, 2025|3 min read