Harvey Naglie Auhtor Headshot Image

Harvey Naglie

Regulation

Harvey Naglie is a consumer advocate and policy analyst focused on financial regulation.

Upstairs, Downstairs Upstairs, Downstairs

Regulation

Upstairs, Downstairs

Canada’s full-service dealers have all made the same bet — build penthouses for their target clientele and put the rest in the basement

By Harvey Naglie |June 15, 2026

4 min read

Whose priorities are these? Whose priorities are these?

Regulation

Whose priorities are these?

Are investors shaping the OSC's priorities, or commenting on priorities already set?

By Harvey Naglie |June 9, 2026

4 min read

Complaint data should be a regulator’s early warning system Complaint data should be a regulator’s early warning system

Opinion

Complaint data should be a regulator’s early warning system

Canada’s investment regulators each count complaints on their own terms, and nobody assembles and distills the results

By Harvey Naglie |June 3, 2026

4 min read

LOAD MORE

More Columnists

Michael Campbell Image Michael Campbell Image

Michael Campbell

Jeff Cait Image Jeff Cait Image

Jeff Cait

Term vs. permanent life insurance

June 9, 2026|6 min read

A miracle of ink and paper

June 2, 2026|5 min read

Neela White Image Neela White Image

Neela White

Supporting widows when they need you most

June 19, 2026|3 min read

Grey divorce has both financial and lifestyle implications

May 29, 2026|4 min read

Daniel Collison Image Daniel Collison Image

Daniel Collison

10 steps to winning business with estate planning

May 8, 2026|4 min read

Network prospecting

March 25, 2026|5 min read

John Novachis Image John Novachis Image

John Novachis

Find a new purpose before you retire

May 20, 2026|4 min read

Is your junior advisor ready to take the lead?

February 11, 2026|4 min read

Robin Riviere Image Robin Riviere Image

Robin Riviere

CRM3 and advisor-led models

June 1, 2026|4 min read

Benchmarking and peer groups: getting the comparison right

April 21, 2026|3 min read