Industry

Equities better than bonds for rest of 2013

Expect more volatility. Choose equities over bonds. These are two of the conclusions of the BlackRock Investment Institute’s (BII) mid-year investment outlook.

By Staff |July 19, 2013

3 min read

SEC slaps $13.9 million penalty on Rajat Gupta

The Securities and Exchange Commission (SEC) today obtained a $13.9 million penalty against former Goldman Sachs board member Rajat K. Gupta for illegally tipping corporate secrets to former hedge fund manager Raj Rajaratnam.

By Staff |July 19, 2013

2 min read

CSA publishes guidance on relationship disclosure

The Canadian Securities Administrators (CSA) today published Staff Notice 31-334 CSA Review of Relationship Disclosure Practices to summarize the findings of a recent CSA compliance review and to provide guidance on relationship disclosure information practices.

By Staff |July 18, 2013

2 min read

Small biz employees overspending

If you have clients who own small- or medium-sized businesses, it’s time to raise a red flag.

By Staff |July 18, 2013

1 min read