Industry

Date set for CSA fiduciary standard panel

The OSC is hosting a panel discussion on the issues identified in the CSA’s paper on the current fiduciary standard of conduct for advisors and dealers. Read: CSA paper examines advisor fiduciary duty The discussion will take place on July 23, 2013 from 10am to 12pm at the OSC’s Toronto offices. It will follow two […]

By Staff |June 12, 2013

1 min read

Think outside the tie rack

Don’t stress about buying your dad expensive gifts.

June 12, 2013

1 min read

Sparks fly at Facebook shareholder meeting

Sparks were flying at Facebook’s first annual general meeting yesterday as frustrated shareholders pressed the social media giant’s founder for answers, reports the Financial Times.

By Staff |June 12, 2013

1 min read

SEC charges CBOE for failing to prevent abusive short selling

The SEC has charged the Chicago Board Options Exchange (CBOE) and an affiliate for various systemic breakdowns in their regulatory and compliance functions as a self-regulatory organization, including a failure to enforce or even fully comprehend rules to prevent abusive short selling.

By Staff |June 12, 2013

5 min read