Industry

FINRA “taping rule” sparks court battle

Broke and Broker blogger Bill Singer notes FINRA has a “taping rule” requiring securities firms to put monitoring procedures in place when a company has a certain proportion of employees who recently worked for “disciplined firms.”

By Staff |January 7, 2013

1 min read

Scotiabank CEO named Officer of the Order of Canada

Scotiabank CEO Rick Waugh has been appointed as an Officer of the Order of Canada. His appointment is one of 91 awarded by avid Johnston, Canada’s Governor General. “Waugh has remained a proud Canadian, as well as a vocal advocate of this country’s world-leading banking system,” says John Mayberry, Scotiabank’s chairman of the board. Dr. […]

By Staff |January 7, 2013

1 min read

Who will replace Mark Carney?

The search is on for Governor Mark Carney’s replacement.

By Wire services |January 7, 2013

1 min read

Let Bieber be your financial strategist

Justin Bieber may not know the exact number of zeros in his bank account, but he’s no slouch when it comes to money management.

By Vikram Barhat |January 7, 2013

2 min read