Industry

9 tips for selling ETFs

Your clients are asking about ETFs, so use these tips when selling.

January 4, 2013

2 min read

BC proposes revoking EMD registration exemption

The British Columbia Securities Commission is considering requiring people to register as EMDs, even if they sell only private placement securities. In 2009, British Columbia, Alberta, Manitoba, Saskatchewan, Northwest Territories, Nunavut, and Yukon provided an exemption from the requirement to register as EMDs for persons selling only private placement securities under the capital raising exemptions. […]

By Staff |January 3, 2013

1 min read

Goldman execs skirt higher cliff taxes

The Financial Times reports 10 of Goldman Sachs' top executives received a cool $65 million in restricted stock mere hours before Congress voted on the fiscal cliff bill, “narrowly avoiding the higher tax rate for those earning more than $400,000.”

By Staff |January 3, 2013

1 min read

The “Facebook cliff”

PriceMetrix examined data on the role of retail investors in the Facebook IPO, identifying several broad trends:

By Staff |January 3, 2013

1 min read