Industry

HSBC’s compliance head stepping down

Lax controls at Europe's largest bank, HSBC, allowed Mexican drug cartels to launder billions of dollars through its U.S. operations, says the Senate.

July 17, 2012

6 min read

Internal auditors get enhanced training

Internal auditors are being exposed to emerging areas of the business, gaining knowledge and providing enhanced risk management procedures, finds a new study by global consulting firm Protiviti.

By Staff |July 17, 2012

1 min read

Offer advice on charitable giving

Do your clients give to charity? As financial markets improve, they may be more willing to open their hearts and wallets.

July 16, 2012

2 min read

O’Leary names chief compliance officer

O’Leary Funds Management and Stanton Asset Management have appointed Line Deslandes as chief compliance officer. “Deslandes will oversee all legal and compliance matters and will be actively involved with our corporate growth strategy, focused on providing Canadian investors with income-generating investment funds,” says Connor O’Brien, CEO of O’Leary Funds. Deslandes has more than 14 years […]

By Staff |July 16, 2012

1 min read