Industry

IIROC levies $55,000 fine for suitability lapse

A hearing panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a settlement agreement, with sanctions, between IIROC staff and Ilya Soliterman.

By Staff |February 22, 2012

2 min read

Failed “gatekeeper” fined $30,000

A hearing panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a settlement agreement between IIROC staff and David Charles Parkinson.

By Staff |February 22, 2012

2 min read

What kind of planner are you?

Canadians desperately need to improve their 'hiring literacy' when selecting a financial planner, according to the FPSC. It would help if all advisors would clearly define their professional standing.

February 22, 2012

3 min read

Scotia adds Aurion to INNOVA Portfolios

Scotia Asset Management has added Aurion Capital Management as a sub-advisor to the Scotia INNOVA Income Portfolio and Scotia INNOVA Balanced Income Portfolio, effective February 21, 2012.

By Staff |February 22, 2012

1 min read