Industry

CFP exam results are in

The results are in for the last sitting of exams leading to certification as a CFP, with a 74% pass rate for the Financial Planning Examination Level 1, and 59% for Financial Planning Examination Level 2.

By Staff |February 14, 2012

1 min read

IIROC shuts down Barret Capital Management

Preferential treatment of some clients gets two reps banned for 20 years, with fines totally $225,000.

By Staff |February 13, 2012

2 min read

Volcker on Volcker

Foreign officials are unhappy with the so-called Volcker Rule, which strikes Paul Volcker as a little odd, considering some are looking at far more “draconian” measures for their own banks.

By Staff |February 13, 2012

1 min read

Northwood tops wealth survey

Northwood Family Office has been recognized as the premier Canadian family office service provider by the Euromoney Private Banking and Wealth Management Survey, one of the leading global benchmarks for the industry. First published in 2004, the survey uses a peer ranking methodology.

By Staff |February 13, 2012

1 min read