Industry

U.K. regulator issues guidance for ESG funds U.K. regulator issues guidance for ESG funds

Industry

U.K. regulator issues guidance for ESG funds

The FCA said poor product design and disclosure risks undermining investors' trust

By James Langton |July 19, 2021

2 min read

SEC settles with UBS over use of volatility-linked product Fallback Image Decorative pattern

Industry

SEC settles with UBS over use of volatility-linked product

The US$8.1-million settlement will be distributed to harmed investors

By James Langton |July 19, 2021

2 min read

Accountability board seeks to step up enforcement disclosure Fallback Image Decorative pattern

Industry

Accountability board seeks to step up enforcement disclosure

Greater transparency could help investors and improve audit quality

By James Langton |July 19, 2021

2 min read

Robinhood sees valuation of up to US$35 billion as public company Robinhood sees valuation of up to US$35 billion as public company

Industry

Robinhood sees valuation of up to US$35 billion as public company

The online brokerage behind this year's meme stock phenomenon will list on the Nasdaq

By The Associated Press |July 19, 2021

2 min read

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