Industry

Offshore firms pay $4M for unregistered trading of contracts for difference

An OSC hearing panel approved a settlement and said the sanctions represent a deterrent

By James Langton |July 15, 2021

2 min read

OSC warns firms about recent phishing attacks

Industry firms have been targeted with campaigns impersonating regulators

By James Langton |July 15, 2021

1 min read

New rules enable firms to use temporary holds, seek trusted contacts

The measures are intended to help protect older and vulnerable clients

By James Langton |July 15, 2021

2 min read

RBC completes issuance of second green bond

The bond will finance or refinance green assets tied to categories such as renewable energy

By Staff |July 15, 2021

1 min read