Industry

OSC to publish embedded commissions policy options in 2017

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By Staff |July 5, 2017

2 min read

Compare yourself to the average bank advisor

Big six vary when it comes to advisors

By Staff |July 5, 2017

1 min read

Electrovaya president faces $250K penalty for disclosure failures

The Ontario Securities Commission approved a settlement agreement with Electrovaya Inc. and its president and chief executive officer, Sankar Das Gupta, for the company’s failure to comply with disclosure obligations and update forward-looking information. The settlement agreement follows allegations by OSC staff that Electrovaya issued unbalanced press releases and failed to update its disclosure record, […]

By Staff |July 5, 2017

2 min read

First Asset launches ETF, National Bank makes fund changes

First Asset Investment Management has launched First Asset U.S. TrendLeaders Index ETF, which begins trading today on the Toronto Stock Exchange under the ticker symbol SID. Read: How an ETF is born The ETF is designed to replicate, to the extent possible, the performance of the CIBC U.S. TrendLeaders Index, net of expenses. Fund changes […]

By Staff |July 5, 2017

1 min read