Industry News

IIROC may cut capital requirements Fallback Image Decorative pattern

Industry

IIROC may cut capital requirements

IIROC has published for comment a concept paper to consider the possibility of establishing lower minimum capital requirements for dealer members with reduced risk profiles.

By Staff |March 12, 2014

1 min read

Smart beta ETFs experience growth Fallback Image Decorative pattern

Industry

Smart beta ETFs experience growth

About one-quarter of institutional decision-makers use smart beta ETFs, according to a study by Cogent Research, on behalf of Invesco. And this figure is expected to rise. Read: Capitalize on investment losses The reason? Almost one-third (31%) say it’s because smart beta ETFs outperform market indexes; 18% say diversification; and 18% say to reduce volatility. […]

By Staff |March 11, 2014

1 min read

No need to admit guilt, says OSC Fallback Image Decorative pattern

Industry

No need to admit guilt, says OSC

The OSC will now offer no-contest settlements.

March 11, 2014

3 min read

OSC strengthens enforcement Fallback Image Decorative pattern

Industry

OSC strengthens enforcement

OSC is proceeding with four enforcement initiatives that were originally proposed in OSC Staff Notice 15-704.

By Staff |March 11, 2014

2 min read

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