Industry News

Compliance roundup

OSC wants more women on corporate boards

By Staff |September 17, 2013

6 min read

Barclays fights big fine

Barclays is reportedly being hit with a £50 million fine (US $79 million) from the UK’s Financial Conduct Authority and Serious Fraud Office. But the bank plans on fighting the penalty, reports the Guardian.

By Staff |September 16, 2013

1 min read

New money tool helps teens plan ahead

Help your clients engage their teens on the consequences of good and bad money by sending them to Dollar Decision$, a new interactive scenario simulator from the Investor Education Fund (IEF).

By Staff |September 16, 2013

1 min read

CANNEX buys financial services consultant

Advisors looking to purchase annuities for clients should soon have access to more tools, thanks to CANNEX’s purchase of QWeMA Group.

By Jessica Bruno |September 16, 2013

2 min read