Industry News

IIAC supports B.C.-Ontario cooperative regulatory system

The Investment Industry Association of Canada (IIAC) is welcoming British Columbia and Ontario’s decision to proceed with a cooperative capital markets regulatory system.

By Staff |September 19, 2013

1 min read

CSA announces update on proxy firm regulation

The Canadian Securities Administrators (CSA) today published CSA Notice 25-301 Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms, which provides an update to market participants on the status of the consultation.

By Staff |September 19, 2013

1 min read

JPMorgan Chase slapped with $920M in fines

Regulators in the U.S. and UK have levied $920 million in fines on JPMorgan Chase in connection with the “London whale” trading losses, reports the Financial Times.

By Staff |September 19, 2013

1 min read

TD AM to terminate nine funds

TD Asset Management Inc. (TDAM), the manager of TD Mutual Funds, has announced plans to terminate the operations of nine mutual funds. Effective September 19, 2013, the funds will no longer accept additional investments and will be terminated on or about December 6, 2013. The funds are being terminated in order to simplify TDAM's lineup.

By Staff |September 19, 2013

1 min read